Frederick O. Porter

WESTEND ADVISORS

Charlotte, NC 28203

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CRD#: 5191359

Professional summary

Frederick O. Porter is a registered financial advisor currently at WESTEND ADVISORS, LLC located in Charlotte, North Carolina.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Frederick has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick O. Porter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2008 - Present

WESTEND ADVISORS, LLC

Office #1: 1001 Morehead Square Drive Suite 600, Charlotte, NC 28203

RIA

CRD#: 133279

Charlotte, NC

Past

September 12, 2006 - July 3, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTEND ADVISORS, LLC

SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC

CRD#: 133279 / SEC#: 801-63626

RIA

Registered Investment Advisory firm - (3/18/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/19/2008)

IAR

Texas
(7/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/2006

General Securities Representative Examination

Current Firm

WESTEND ADVISORS, LLC

SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC

CRD#: 133279 / SEC#: 801-63626

RIA

Registered Investment Advisory firm - (3/18/2005 Approved)

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Contact information

Main Address

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203

Mailing Address

Phone number

(704) 556-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTEND ADVISORS, LLC FORM ADV PART 2B 8.1.2025 (8/1/2025)

WESTEND ADVISORS, LLC FORM ADV PART 2A 8.1.2025 (8/1/2025)

Regulatory assets under management

Total Number of Accounts	4,002
AUM (Assets Under Management)	$ 1,699,961,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick O. Porter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick O. Porter's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTEND ADVISORS, LLC

WELLS FARGO SECURITIES, LLC

Primary Firm SEC Registration

WESTEND ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/2006

Series 7

Date: 9/11/2006

Current Firm

WESTEND ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTEND ADVISORS, LLC

TRUST BUT VERIFY

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