BA
Blake P. Allen
PINION WEALTH MANAGEMENT
WICHITA, KS 67206
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CRD#: 5187919
BA
Professional summary
Blake Prentiss Allen, CFP® is a registered financial advisor currently at PINION WEALTH MANAGEMENT, LLC located in Wichita, Kansas and PURSHE KAPLAN STERLING INVESTMENTS located in Wichita, Kansas.
Blake is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Blake has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PINION INSURANCE AGENCY, LLC POSITION: Manager/Agent NATURE: Insurance agency owned by Pinion Wealth, LLC that receives payments for fixed insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2006 ADDRESS: 1605 N Waterfront Parkway, Ste 200, Wichita KS 67206 DESCRIPTION: I am the manager of the entity and the resident agent. 2)PINION WEALTH MANAGEMENT LLC/PINION INVESTMENT ADVISORS LLC POSITION: Consultant NATURE: Pinion is a regional accounting and consulting firm and the parent company of Pinion Wealth INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/06/2002 ADDRESS: 1605 N Waterfront Parkway, Ste 200, Wichita KS 67206 DESCRIPTION: Provide general consulting to businesses and individuals. No compensation is received for this activity. 3) PINION GLOBAL POSITION: Consultant ADDRESS: 1605 N Waterfront Parkway, Suite 200, Wichita, KS 67206 DESCRIPTION: Accounting and Consulting Firm 4)Purshe Kaplan Sterling,80 State Street, Albany, NY 12207, Registered Rep 5. Girl Dad, LLC. Not investment related. 7300 W Hidden Acres Street, Maize, KS 67101. Operating LLC. Member. Start date: 05/2025. 10 hrs/month; none during trading hours. Managing the business entity that is focused on equipment rental.
CRS (Client Relationship Summary) - RIA
Click below to view Blake Prentiss Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 7, 2006 - Present
PINION WEALTH MANAGEMENT, LLC
Office #1: 1605 N Waterfront Parkway Ste 200, Wichita, KS 67206RIA
CRD#: 114556
WICHITA, KS
Current
March 2, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1605 N. Waterfront Pkwy Suite 200, Wichita, KS 67206BD
CRD#: 35747
Wichita, KS
Past
August 3, 2006 - March 2, 2018
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PINION WEALTH MANAGEMENT, LLC
KC ADVISORS, LLC | PINION WEALTH MANAGEMENT, LLC | PINION INVESTMENT ADVISORS, LLC | KCOE WEALTH MANAGEMENT, LLC | KC INVESTMENT ADVISORS, LLC
CRD#: 114556 / SEC#: 801-63322
RIA
Registered Investment Advisory firm - (7/2/2004 Approved)Colorado
Registered Investment Advisory firm - (7/26/2004 Terminated)Kansas
Registered Investment Advisory firm - (10/20/2005 Terminated)Nebraska
Registered Investment Advisory firm - (7/30/2004 Terminated)Texas
Registered Investment Advisory firm - (7/22/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2018)
RR
California(1/2/2020)
IAR
California(1/9/2023)
IAR
Colorado(9/24/2008)
RR
Colorado(3/2/2018)
RR
Indiana(11/13/2018)
IAR
Indiana(2/6/2024)
IAR
Kansas(9/7/2006)
RR
Kansas(3/2/2018)
IAR
Louisiana(2/6/2024)
IAR
Montana(1/6/2023)
RR
Oklahoma(11/11/2022)
IAR
Texas(4/13/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PINION WEALTH MANAGEMENT, LLC
KC ADVISORS, LLC | PINION WEALTH MANAGEMENT, LLC | PINION INVESTMENT ADVISORS, LLC | KCOE WEALTH MANAGEMENT, LLC | KC INVESTMENT ADVISORS, LLC
CRD#: 114556 / SEC#: 801-63322
RIA
Registered Investment Advisory firm - (7/2/2004 Approved)Colorado
Registered Investment Advisory firm - (7/26/2004 Terminated)Kansas
Registered Investment Advisory firm - (10/20/2005 Terminated)Nebraska
Registered Investment Advisory firm - (7/30/2004 Terminated)Texas
Registered Investment Advisory firm - (7/22/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1605 North Waterfront Parkway Suite 200, Wichita, KS 67206
Mailing Address
Phone number
(316) 682-8344
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,340 |
| AUM (Assets Under Management) | $ 649,043,048 |
Red Flags
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Company Information
PINION WEALTH MANAGEMENT, LLC
CRD#: 114556Wichita, KS 67206TRUST BUT VERIFY
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