Graig D. Badger
Professional summary
Graig David Badger, who also goes by Greg David Badger, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Graig is registered as a RR (Registered Representative) and started their career in finance in 2006. Graig has worked at 3 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Graig David Badger's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2016 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022September 28, 2009 - September 26, 2016
BGC FINANCIAL, L.P.
November 22, 2006 - October 26, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2024)
(10/12/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/4/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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