Benjamin A. Esget

WEALTHMARK

BELLINGHAM, WA 98225

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CRD#: 5185670

Professional summary

Benjamin Arthur Esget, who also goes by Ben A Esget, is a registered financial advisor currently at WEALTHMARK, LLC located in Bellingham, Washington.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben A Esget

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OWNER OF WEALTHMARK LLC, A WA STATE REGISTERED INVESTMENT ADVISOR - INVESTMENT RELATED - OWNER - 40 HOURS PER WEEK - DURING TRADING HOURS 2) EASTGATE CONSULTING - INVESTMENT RELATED - OWNER - 1 HOUR PER MONTH - NOT DURING TRADING HOURS 3) EASTGATE HOLDINGS - INVESTMENT RELATED - OWNER - 1 HOUR PER MONTH - NOT DURING TRADING HOURS 4) BENJAMIN ARTHUR ESGET IS A CERTIFIED TACFIT COACH FOR THE BELLINGHAM ATHLETIC CLUB (BAC). BENJAMIN ARTHUR ESGET SPENDS ABOUT THREE (3) HOURS PER WEEK TO TEACH IN THIS FITNESS FACILITY AND DOES NOT CONSIDER THIS AS HIS PRIMARY EMPLOYMENT. 5) BENJAMIN ARTHUR ESGET IS A CHIEF DATA SCIENTIST FOR ANTHROPOGENIC- NON INVESTMENT RELATED - 15 HOURS PER MONTH OUTSIDE TRADING - 15 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arthur Esget's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2007 - Present

WEALTHMARK, LLC

Office #1: 1329 N. State St Suite 206, Bellingham, WA 98225

RIA

CRD#: 144948

BELLINGHAM, WA

Past

April 2, 2014 - August 19, 2016

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

September 17, 2010 - June 14, 2013

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

BELLINGHAM, WA

Past

October 8, 2007 - May 26, 2010

OKOBOJI FINANCIAL SERVICES, INC.

CRD#: 33727

BELLINGHAM, WA

Past

August 15, 2006 - October 1, 2007

LUDEMAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 116071

BELLINGHAM, WA

Past

July 27, 2006 - October 2, 2007

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

BELLINGHAM, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHMARK, LLC

ABC INVESTMENTS | WEALTHMARK, LLC | RIAB

CRD#: 144948 / SEC#: 801-121353

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2006

General Securities Representative Examination

Current Firm

WEALTHMARK, LLC

ABC INVESTMENTS | WEALTHMARK, LLC | RIAB

CRD#: 144948 / SEC#: 801-121353

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

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Contact information

Main Address

1329 N. State St Suite 206, Bellingham, WA 98225

Mailing Address

Phone number

(360) 734-1323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - BENJAMIN ARTHUR ESGET (3/12/2025)

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 114,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin A. Esget

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arthur Esget's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX CAPITAL GROUP, INC.

MATRIX CAPITAL GROUP, INC.

OKOBOJI FINANCIAL SERVICES, INC.

LUDEMAN CAPITAL MANAGEMENT, INC.

PACIFIC WEST SECURITIES, INC.

Primary Firm SEC Registration

WEALTHMARK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2006

SIE

Date: 8/19/2016

Series 7

Date: 7/26/2006

Current Firm

WEALTHMARK, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHMARK, LLC

TRUST BUT VERIFY

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