Jason N. Moore

MOORE INVESTMENT PARTNERS

Charlotte, NC 28277

CRD#: 5182920

Some features on this profile are disabled

Professional summary

Jason Nix Moore, CFP®, who also goes by Jason N Moore, is a registered financial advisor currently at MOORE INVESTMENT PARTNERS, LLC located in Charlotte, North Carolina.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason N Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Nix Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 16, 2022 - Present

MOORE INVESTMENT PARTNERS, LLC

Office #1: 3540 Toringdon Way Suite 200, Charlotte, NC 28277

RIA

CRD#: 322654

Charlotte, NC

Past

May 14, 2013 - August 22, 2022

HARRISDIRECT LLC

RIA

CRD#: 42159

CHARLOTTE, NC

Past

May 13, 2013 - August 22, 2022

E*TRADE SECURITIES LLC

CRD#: 29106

CHARLOTTE, NC

Past

October 22, 2012 - May 7, 2013

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

November 1, 2011 - October 8, 2012

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

August 4, 2006 - September 21, 2011

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/13/2023)

IAR

North Carolina
(8/23/2022)

IAR

South Carolina
(9/30/2022)

IAR

Texas
(8/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOORE INVESTMENT PARTNERS, LLC

MOORE INVESTMENT PARTNERS LLC | MOORE INVESTMENT PARTNERS, LLC

CRD#: 322654 / SEC#:

Florida

Registered Investment Advisory firm - (6/29/2023 Approved)

North Carolina

Registered Investment Advisory firm - (8/23/2022 Approved)

South Carolina

Registered Investment Advisory firm - (9/29/2022 Approved)

Texas

Registered Investment Advisory firm - (8/1/2022 Conditional Restricted)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3540 Toringdon Way Suite 200, Charlotte, NC 28277

Mailing Address

Phone number

(704) 980-7645

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 75,555,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

John Sanders

PORTUS WEALTH ADVISORS, LLC

IAR

CHARLOTTE, NC

Jessica Williams

VANGUARD ADVISERS, INC.

IAR

CHARLOTTE, NC

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason N. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Nix Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORE INVESTMENT PARTNERS, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2011

Series 6

Date: 8/3/2006

Current Firm

MOORE INVESTMENT PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOORE INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors