AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JL

Justin R. Lada

SUSQUEHANNA FINANCIAL GROUP, LLLP
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 5181525
JL

Professional summary


Justin Ray Lada, who also goes by Justin R Lada, Justin Lada, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York and SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2008. Justin has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin R Lada | Justin Lada

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Justin Ray Lada's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2023 - Present

SUSQUEHANNA FINANCIAL GROUP, LLLP

Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001
BD
CRD#: 35865
NEW YORK, NY
Current

March 8, 2024 - Present

SUSQUEHANNA SECURITIES, LLC

Office #1: 401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 35874
Bala Cynwyd, PA
Current

March 8, 2024 - Present

SAL EQUITY TRADING, GP

Office #1: 401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 29337
Bala Cynwyd, PA
Past

July 17, 2018 - November 21, 2023

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

December 2, 2015 - July 2, 2018

TRADEWEB DIRECT LLC

BD
CRD#: 103787
NEW YORK, NY
Past

October 22, 2013 - July 2, 2018

TRADEWEB LLC

BD
CRD#: 42759
JERSEY CITY, NJ
Past

May 8, 2013 - October 1, 2013

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

February 15, 2013 - May 17, 2013

PPG WEST LLC

BD
CRD#: 155059
NEW YORK, NY
Past

February 18, 2011 - May 17, 2013

PHOENIX DERIVATIVES GROUP, LLC

BD
CRD#: 25802
NEW YORK, NY
Past

October 26, 2009 - August 25, 2010

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

February 20, 2009 - October 28, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

August 21, 2008 - February 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/8/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 10/20/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SE
SAL EQUITY TRADING, GP
BODEL, INC. | SUSQUEHANNA CAPITAL GROUP | SAL EQUITY TRADING, GP

CRD#: 29337 / SEC#: , 8-43174

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-3000
Established
Delaware since 01/02/1995
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SAL EQUITY HOLDING, LLCGENRAL PARTNER
DANIELS, ETHAN SCOTTPOO5902179
GOLDBERG, ALAN BARRYCHIEF EXECUTIVE OFFICER2340315
JAMACA, MELISSAFINOP7478107
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071
SAL EQUITY PARTNER, LLCGENRAL PARTNER

Disclosures


Regulatory Event16

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAL EQUITY TRADING, GP

CRD#: 29337New York, NY 10001

TRUST BUT VERIFY

Monitor Justin Lada

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics