Vivian Yu Wai Yiu
Professional Summary
Vivian Yu Wai Yiu, who also goes by VIvian Yiu, Yu Wai Vivian Yiu, is a registered financial advisor currently at CBOE FIXED INCOME MARKETS, LLC located in New York, New York. Vivian is registered as a RR (Registered Representative) and started their career in finance in 2006. Vivian has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Vivian Yiu, Yu Wai Vivian Yiu
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CBOE FIXED INCOME MARKETS, LLC
Contact Information
Main Address
17 State Street 31st Floor, New York, NY 10004Mailing Address
17 State Street 31st Floor, New York, NY 10004Phone Number
(212) 378-8520Established
Delaware since 05/25/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Vivian Yu Wai Yiu's CRS (Customer Relationship Summary).
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