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IO

Ijeh I. Ogbechie

Some features on this profile are disabled
CRD#: 5177177
IO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ijeh Isimeme Ogbechie, who also goes by Ijeh I Ogbechie, was a registered financial professional .

Ijeh is a previously registered financial professional and started their career in finance in 2009. Ijeh had worked at 3 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ijeh I Ogbechie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 26, 2011 - June 28, 2012

COINBASE SECURITIES, INC.

BD
CRD#: 151143
NEW YORK, NY
Past

August 24, 2009 - August 16, 2010

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

August 18, 2009 - September 2, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/27/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2009
General Securities Representative Examination

Current Firm

CS
COINBASE SECURITIES, INC.
COINBASE SECURITIES | XPERT SECURITIES, INC. | XATS, INC. | VENOVATE MARKETPLACE, INC. | OPEN MARKET, INC. | COINBASE SECURITIES, INC.

CRD#: 151143 / SEC#: , 8-68337

BD
Terminated by SEC on 01/08/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 03/19/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
COINBASE GLOBAL, INC.DIRECT OWNER
COMPA, GREGORYCHIEF COMPLIANCE OFFICER5324133
COOK, KATHERINE RENEEEXECUTIVE PRINCIPAL3076337
FELDMAN, RICHARD MARKFINANCIAL OPERATIONS PRINCIPAL, POO2273453
TUSAR, GREGORY ALEXANDERCEO2426485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COINBASE SECURITIES, INC.

CRD#: 151143

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