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Ijeh Isimeme Ogbechie

CRD# 5177177·Registered 2009 - 2012
Previously Registered: Being a previously registered professional could mean that Ijeh is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ijeh Isimeme Ogbechie, who also goes by Ijeh I Ogbechie, was a registered financial advisor. Ijeh was a previously registered financial professional and started their career in finance 2009 - 2012. Ijeh had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ijeh I Ogbechie

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

COINBASE SECURITIES, INC.·CRD# 151143
BD
New York, NY
July 26, 2011 - June 28, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
August 24, 2009 - August 16, 2010
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 18, 2009 - September 2, 2009

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Current Firm

CS
COINBASE SECURITIES, INC.

COINBASE SECURITIES | XPERT SECURITIES, INC. | XATS, INC. | VENOVATE MARKETPLACE, INC. | OPEN MARKET, INC. | COINBASE SECURITIES, INC.

CRD#: 151143 / SEC#: 8-68337
BD
Terminated by SEC on 01/08/2024

Contact Information

Established

Delaware since 03/19/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
COINBASE GLOBAL, INC.DIRECT OWNER—
COMPA, GREGORYCHIEF COMPLIANCE OFFICER5324133
COOK, KATHERINE RENEEEXECUTIVE PRINCIPAL3076337
FELDMAN, RICHARD MARKFINANCIAL OPERATIONS PRINCIPAL, POO2273453
TUSAR, GREGORY ALEXANDERCEO2426485

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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