JA
Jonathan D. Anderson
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 5177080
JA
Professional summary
Jonathan Drew Anderson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: UA PROPERTIES, INVESTMENT RELATED: NO, ADDRESS:, NATURE OF BUSINESS: PERSONAL REAL ESTATE INVESTMENTS, START DATE: 06/2012, APX NUMBER OF HOURS PER WEEK: 2.5, APX NUMBER OF HOURS DURING TRADING HOURS: 2.5, BRIEF DESCRIPTION OF DUTIES: PURCHASE RESIDENTIAL REAL ESTATE PROPERTIES; 2. NAME OF OTHER BUSINESS: LEGATUS, INVESTMENT RELATED: NO, ADDRESS: P.O. BOX 444, ANN ARBOR, MI, 48106, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: TRACK DUES AND EXPENSES, CHECK WRITING WITH DUAL CONTROL;
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Drew Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101RIA
CRD#: 105644
SAN DIEGO, CA
Current
April 4, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101BD
CRD#: 13572
SAN DIEGO, CA
Current
July 21, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101BD
CRD#: 15340
SAN DIEGO, CA
Current
July 21, 2014 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101BD
CRD#: 10358
SAN DIEGO, CA
Current
July 21, 2014 - Present
CETERA ADVISORS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101BD
CRD#: 10299
SAN DIEGO, CA
Past
November 16, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
el segundo, CA
Past
November 16, 2015 - November 2, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
SAN DIEGO, CA
Past
February 10, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
February 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
February 10, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
February 10, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
San Diego, CA
Past
February 10, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
May 21, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
SAN DIEGO, CA
Past
April 4, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 16, 2008 - September 13, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
December 16, 2008 - September 13, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
February 20, 2007 - December 22, 2008
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
LAKEWOOD, CO
Past
September 13, 2006 - December 22, 2008
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LAKEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2014)
RR
Alaska(4/4/2014)
RR
Arizona(4/4/2014)
RR
Arkansas(4/4/2014)
RR
California(4/4/2014)
IAR
California(11/5/2014)
RR
Colorado(4/4/2014)
IAR
Colorado(3/21/2024)
RR
Connecticut(4/4/2014)
RR
Delaware(4/4/2014)
RR
District of Columbia(4/4/2014)
RR
Florida(4/4/2014)
RR
Georgia(4/4/2014)
RR
Hawaii(4/4/2014)
RR
Idaho(4/4/2014)
RR
Illinois(4/4/2014)
RR
Indiana(4/4/2014)
RR
Iowa(4/4/2014)
RR
Kansas(4/4/2014)
RR
Kentucky(4/4/2014)
RR
Louisiana(4/4/2014)
RR
Maine(4/4/2014)
RR
Maryland(4/4/2014)
RR
Massachusetts(4/4/2014)
RR
Michigan(4/4/2014)
RR
Minnesota(4/4/2014)
RR
Mississippi(4/4/2014)
RR
Missouri(4/4/2014)
RR
Montana(4/4/2014)
RR
Nebraska(4/4/2014)
RR
Nevada(4/4/2014)
RR
New Hampshire(4/4/2014)
RR
New Jersey(4/4/2014)
RR
New Mexico(4/4/2014)
RR
New York(4/4/2014)
RR
North Carolina(4/4/2014)
RR
North Dakota(4/4/2014)
RR
Ohio(4/4/2014)
RR
Oklahoma(4/4/2014)
RR
Oregon(4/4/2014)
RR
Pennsylvania(4/4/2014)
RR
Puerto Rico(4/4/2014)
RR
Rhode Island(4/4/2014)
RR
South Carolina(4/4/2014)
RR
South Dakota(4/4/2014)
RR
Tennessee(4/4/2014)
RR
Texas(4/4/2014)
IAR
Texas(2/13/2023)
RR
Utah(4/4/2014)
RR
Vermont(4/4/2014)
RR
Virgin Islands(4/4/2014)
RR
Virginia(4/4/2014)
RR
Washington(4/4/2014)
RR
West Virginia(4/4/2014)
RR
Wisconsin(4/4/2014)
RR
Wyoming(4/4/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
