Jacques N. Cattier
Professional summary
Jacques None Cattier is a registered financial advisor currently at CLEAR HARBOR ASSET MANAGEMENT, LLC located in Stamford, Connecticut.
Jacques is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacques has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacques None Cattier's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2023 - Present
CLEAR HARBOR ASSET MANAGEMENT, LLC
Office #1: 263 Tresser Blvd. Suite 1502, Stamford, CT 06901September 8, 2021 - March 31, 2023
SECURITY ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD#: 152242 / SEC#: 801-70821
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2023)
(2/1/2023)
Exams
Current Firm
CLEAR HARBOR ASSET MANAGEMENT, LLC
CRD#: 152242 / SEC#: 801-70821
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,667 |
| AUM (Assets Under Management) | $ 1,742,800,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2026 | ||
| 12/18/2024 | ||
| 01/23/2024 |
Red Flags
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