Antaun B. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antaun Bernard Johnson, who also goes by Antaun B Johnson, was a registered financial professional .
Antaun is a previously registered financial professional and started their career in finance in 2008. Antaun had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2012 - December 10, 2012
WTS PROPRIETARY TRADING GROUP LLC
July 28, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
October 15, 2010 - July 13, 2011
ALEXANDER CAPITAL, L.P.
September 29, 2010 - October 19, 2010
CHARLES MORGAN SECURITIES, INC.
April 29, 2010 - June 28, 2010
BROOKSTONE SECURITIES, INC.
August 3, 2009 - January 26, 2010
PRESTIGE FINANCIAL CENTER, INC.
June 22, 2009 - July 27, 2009
NATIONAL SECURITIES CORPORATION
December 16, 2008 - June 15, 2009
PRESTIGE FINANCIAL CENTER, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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