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Antaun Bernard Johnson

CRD# 5173903·Registered 2008 - 2012
Previously Registered: Being a previously registered professional could mean that Antaun is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antaun Bernard Johnson, who also goes by Antaun B Johnson, was a registered financial advisor. Antaun was a previously registered financial professional and started their career in finance 2008 - 2012. Antaun had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antaun B Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
January 25, 2012 - December 10, 2012
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
July 28, 2011 - January 10, 2012
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
New York, NY
October 15, 2010 - July 13, 2011
CHARLES MORGAN SECURITIES, INC.·CRD# 138887
BD
New York, NY
September 29, 2010 - October 19, 2010
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Westbury, NY
April 29, 2010 - June 28, 2010
PRESTIGE FINANCIAL CENTER, INC.·CRD# 30407
BD
Garden City, NY
August 3, 2009 - January 26, 2010
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Huntington, NY
June 22, 2009 - July 27, 2009
PRESTIGE FINANCIAL CENTER, INC.·CRD# 30407
BD
New York, NY
December 16, 2008 - June 15, 2009

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2009About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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