Aaron S. Marks

AMPLIUS WEALTH ADVISORS | Founding Partner and Chief Strategy Officer

Blue Bell, PA 19422

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CRD#: 5173567

Professional summary

Aaron Shoshon Marks is a registered financial advisor currently at AMPLIUS WEALTH ADVISORS located in Blue Bell, Pennsylvania.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Aaron has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2/2021 Independent Licensed insurance Agent; Investment Related; Ambler, PA; Life 2) 02/2021 Jem Partner Holdings LLC; Member; non -Investment Related; Blue Bell, PA; Owner Amplius Wealth Advisors; No hours spent on business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Shoshon Marks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2021 - Present

AMPLIUS WEALTH ADVISORS

Office #1: 1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422

RIA

CRD#: 312463

Blue Bell, PA

Past

June 3, 2011 - March 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JENKINTOWN, PA

Past

May 14, 2011 - March 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JENKINTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIUS WEALTH ADVISORS

AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC

CRD#: 312463 / SEC#: 801-120341

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/26/2021)

IAR

Texas
(2/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2011

General Securities Representative Examination

Current Firm

AMPLIUS WEALTH ADVISORS

AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC

CRD#: 312463 / SEC#: 801-120341

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

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Contact information

Main Address

1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422

Mailing Address

Phone number

(215) 310-7770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMPLIUS ADV 2A FIRM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	2,773
AUM (Assets Under Management)	$ 1,534,608,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Aaron S. Marks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Shoshon Marks's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMPLIUS WEALTH ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AMPLIUS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2011

Current Firm

AMPLIUS WEALTH ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIUS WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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