BB
Brian S. Boffa
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Park Ridge, NJ 07656
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CRD#: 5167002
BB
Professional summary
Brian S. Boffa is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Park Ridge, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Park Ridge, New Jersey.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/17/19 2) CONSOLIDATED HR SERVICES, 303 MOLNAR DR, ELMWOOD PARK, NJ,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/20/05, NIR, CEO/PRESIDENT, 10/WK- 2/TRADING 3) PCI STAFF LEASING, 303 MOLNAR DR, ELMWOOD PARK, NJ, PAYROLL SERVICES, VP SALES/BUSINESS DEVELOPMENT, 12/22/96,, NIR, 10/WK- 2/TRADING 4) CONSOLIDATED HUMAN RESOURCES, 303 MOLNAR DR, ELMWOOD PARK, NJ, PAYROLL SERVICES, MEMBER, 01/01/19, NIR, 10/WK- 2/TRADING 5) PCI OF FI, 303 MOLNAR DR, ELMWOOD PARK, NJ, PEO SERVICES, VP SALES, BUSINESS DEVELOPMENT, 10/06/05, NIR, 0/YR- 0/TRADING 6) CARSIL PROPERTIES, 295 SPRING VALLEY RD, PARK RIDGE NJ 07656, United States, 03/01/2023, Owner, Real Estate, NIR, 0HR/MO- 0HR/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Brian S. Boffa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 295 Spring Valley Rd., Park Ridge, NJ 07656RIA
CRD#: 134139
Park Ridge, NJ
Current
December 16, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 295 Spring Valley Rd., Park Ridge, NJ 07656BD
CRD#: 39543
Park Ridge, NJ
Past
August 19, 2009 - December 18, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WEST ORANGE, NJ
Past
August 17, 2009 - December 18, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
WEST ORANGE, NJ
Past
August 13, 2008 - August 5, 2009
OSAIC SERVICES, INC.
RIA
CRD#: 133763
CRESSKILL, NJ
Past
July 25, 2008 - August 5, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
CRESSKILL, NJ
Past
April 19, 2007 - July 24, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ALLENTOWN, NJ
Past
August 8, 2006 - July 24, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
ALLENTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/16/2019)
RR
California(12/16/2019)
RR
Florida(12/16/2019)
RR
New Jersey(12/16/2019)
IAR
New Jersey(12/17/2019)
RR
New York(12/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
