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EM

Edgar J. Madrigal

CNL SECURITIES
ORLANDO, FL 32801
Some features on this profile are disabled
CRD#: 5165336
EM

Professional summary

Edgar J Madrigal is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.

Edgar is registered as a RR (Registered Representative) and started their career in finance in 2007. Edgar has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edgar J Madrigal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2014 - Present

CNL SECURITIES CORP.

Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801
BD
CRD#: 10356
ORLANDO, FL
Past

October 7, 2013 - January 8, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
WINTER PARK, FL
Past

September 5, 2013 - September 11, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
WINTER PARK, FL
Past

July 25, 2011 - August 20, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
ORLANDO, FL
Past

July 18, 2011 - August 20, 2013

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
ORLANDO, FL
Past

November 12, 2008 - August 3, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ORLANDO, FL
Past

November 6, 2008 - August 3, 2010

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ORLANDO, FL
Past

September 5, 2008 - November 3, 2008

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
MAITLAND, FL
Past

October 25, 2007 - November 3, 2008

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
MAITLAND, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/3/2024)
RR
Florida
(8/27/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/25/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/24/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/9/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CNL SECURITIES CORP.
CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: , 8-26901

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
450 South Orange Avenue Suite 1300, Orlando, FL 32801
Mailing Address
P.o Box 4920, Orlando, FL 32802-4920
Phone number
(407) 650-1000
Established
Florida since 11/13/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CNL FINANCIAL GROUP, INC.PARENT COMPANY OF CNL SECURITIES CORP.
BOYCE, KATHLEEN ANNECHIEF COMPLIANCE OFFICER3086688
HELMS, BRACKSTON EDWARDCO-PRESIDENT2730942
MUJA, GZIMCO-PRESIDENT2916434
MUJA, GZIMNATIONAL SALES DIRECTOR2916434
TURNER, TRACY JEANNECHIEF FINANCIAL OFFICER, FINOP & TREASURER6122300

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CNL SECURITIES CORP.

CRD#: 10356Orlando, FL 32801

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