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Taryn Ann Siglain

STATE STREET GLOBAL MARKETS
JERSEY CITY , NJ
·CRD# 5163466·7 years experience

Professional Summary

Taryn Ann Siglain, who also goes by Taryn Ann Gorton, Taryn Ann O'reilly, is a registered financial advisor currently at STATE STREET GLOBAL MARKETS, LLC located in Jersey City , New Jersey. Taryn is registered as a RR (Registered Representative) and started their career in finance in 2020. Taryn has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Taryn Ann Gorton, Taryn Ann O'reilly

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

STATE STREET GLOBAL MARKETS, LLC·CRD# 285852
BD
111 Town Square Place, Jersey City , NJ 07310
September 25, 2023 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 16, 2020 - March 9, 2023
MORGAN STANLEY·CRD# 149777
BD
New York, NY
January 16, 2020 - March 9, 2023

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Current Firm

SS
STATE STREET GLOBAL MARKETS, LLC

STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: 8-69862
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Mailing Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Phone Number

(617) 664-3619

Established

Delaware since 10/07/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY—
BAMBINO, JOHN JOSEPHCHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER4237874
CHARLAND, JOSEPH LEONARDDIRECTOR5183891
FORTUNA, GREGORY PAULDIRECTOR3168105
JUNKER, DAVID JPRINCIPAL OPERATIONS OFFICER6073985
MAXHAM, DAVID GOULDDIRECTOR6372664
MCKEON, ROBERT ADIRECTOR7638847
MORGAN, DANIEL ROBERTCHIEF EXECUTIVE OFFICER2743457
SIGLAIN, TARYN ANNDIRECTOR5163466
SOR, LYDIRECTOR7996223
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/25/2023)
RR
Alaska
(9/25/2023)
RR
Arizona
(9/25/2023)
RR
Arkansas
(9/25/2023)
RR
California
(9/25/2023)
RR
Colorado
(9/25/2023)
RR
Connecticut
(9/25/2023)
RR
Delaware
(9/25/2023)
RR
District of Columbia
(9/25/2023)
RR
Florida
(9/25/2023)
RR
Georgia
(9/25/2023)
RR
Hawaii
(9/25/2023)
RR
Idaho
(9/25/2023)
RR
Illinois
(9/25/2023)
RR
Indiana
(9/25/2023)
RR
Iowa
(9/25/2023)
RR
Kansas
(9/25/2023)
RR
Kentucky
(9/25/2023)
RR
Louisiana
(9/25/2023)
RR
Maine
(9/25/2023)
RR
Maryland
(9/25/2023)
RR
Massachusetts
(9/25/2023)
RR
Michigan
(9/25/2023)
RR
Minnesota
(9/25/2023)
RR
Mississippi
(9/25/2023)
RR
Missouri
(9/25/2023)
RR
Montana
(9/25/2023)
RR
Nebraska
(9/25/2023)
RR
Nevada
(9/25/2023)
RR
New Hampshire
(9/25/2023)
RR
New Jersey
(9/25/2023)
RR
New Mexico
(9/25/2023)
RR
New York
(9/25/2023)
RR
North Carolina
(9/25/2023)
RR
North Dakota
(9/25/2023)
RR
Ohio
(10/3/2023)
RR
Oklahoma
(9/25/2023)
RR
Oregon
(9/25/2023)
RR
Pennsylvania
(9/25/2023)
RR
Puerto Rico
(9/25/2023)
RR
Rhode Island
(9/25/2023)
RR
South Carolina
(9/25/2023)
RR
South Dakota
(9/25/2023)
RR
Tennessee
(9/25/2023)
RR
Texas
(9/25/2023)
RR
Utah
(9/25/2023)
RR
Vermont
(9/25/2023)
RR
Virgin Islands
(9/25/2023)
RR
Virginia
(9/25/2023)
RR
Washington
(9/25/2023)
RR
West Virginia
(9/25/2023)
RR
Wisconsin
(9/25/2023)
RR
Wyoming
(9/25/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2022About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Taryn Ann Siglain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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