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JB

John Joseph Bambino

STATE STREET GLOBAL MARKETS
BOSTON, MA
·CRD# 4237874·17 years experience

Professional Summary

John Joseph Bambino, who also goes by John J Bambino, is a registered financial advisor currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts. John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Bambino

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

STATE STREET GLOBAL MARKETS, LLC·CRD# 285852
BD
One Congress Street, Suite 1, Boston, MA 02114-2016
February 1, 2022 - Present
BLOOMBERG TRADEBOOK LLC·CRD# 40881
BD
New York, NY
September 2, 2020 - July 14, 2021
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
October 11, 2017 - March 18, 2019
ANOS CAPITAL, LLC·CRD# 284714
BD
New York, NY
October 18, 2016 - January 20, 2017
ABEL/NOSER CORP.·CRD# 7537
BD
New York, NY
August 3, 2016 - December 23, 2016
SAFRA SECURITIES LLC·CRD# 47873
BD
New York, NY
December 11, 2013 - November 4, 2015
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
Schaumburg, IL
August 15, 2013 - September 13, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Jersey City, NJ
May 22, 2006 - September 1, 2010

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Current Firm

SS
STATE STREET GLOBAL MARKETS, LLC

STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: 8-69862
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Mailing Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Phone Number

(617) 664-3619

Established

Delaware since 10/07/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY—
BAMBINO, JOHN JOSEPHCHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER4237874
CHARLAND, JOSEPH LEONARDDIRECTOR5183891
FORTUNA, GREGORY PAULDIRECTOR3168105
JUNKER, DAVID JPRINCIPAL OPERATIONS OFFICER6073985
MAXHAM, DAVID GOULDDIRECTOR6372664
MCKEON, ROBERT ADIRECTOR7638847
MORGAN, DANIEL ROBERTCHIEF EXECUTIVE OFFICER2743457
SIGLAIN, TARYN ANNDIRECTOR5163466
SOR, LYDIRECTOR7996223
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2013About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Bambino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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