Andrew A. Lewis
Professional summary
Andrew Albert Lewis is a registered financial professional currently at KBD SECURITIES, LLC located in New Yoyk, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Albert Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2021 - Present
KBD SECURITIES, LLC
Office #1: 470 Park Avenue South, New Yoyk, NY 10016October 10, 2019 - February 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
February 5, 2018 - February 25, 2021
QUASAR DISTRIBUTORS, LLC
May 28, 2010 - February 2, 2018
HRC FUND ASSOCIATES, LLC
May 5, 2009 - November 23, 2009
PCS DUNBAR SECURITIES, LLC
July 28, 2008 - December 31, 2008
PCS SECURITIES, INC.
October 29, 2007 - June 5, 2008
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2021)
Exams
Series 6TO
Date: 12/1/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
KBD SECURITIES, LLC
CRD#: 104110 / SEC#: , 8-52591
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
Red Flags
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