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FIRM PROFILE
Overview
KBD SECURITIES, LLC is located at 470 Park Avenue South 8th Floor South, New York, NY 10016 and was first established at New York, New York in 03/23/2000. After operating for 26 years, KBD SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KBD SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. KBD SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KBD SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KBD SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KBD SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for KBD SECURITIES, LLC Comes From
Understanding the Statistics for KBD SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
470 Park Avenue South 8th Floor South, New York, NY 10016
470 Park Avenue South 8th Floor South, New York, NY 10016
Small
(914) 703-6904
New York since 03/23/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HORIZON KINETICS, LLC | PARENT COMPANY | ||
| BELL, CHRISTOPHER DUNCAN | CEO, CFO, DESIGNATED PRINCIPAL, FINOP | 1479836 | |
| DOYLE, JAMES GANNON | CHIEF COMPLIANCE OFFICER & DESIGNATED PRINCIPAL | 4189586 | |
| KESSLEN, JAY HARRIS | GENERAL COUNSEL, SVP, AML OFFICER | 4335392 | |
| WILLIAMS, ALUN L | OPERATIONS PROFESSIONAL | 4331633 |
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Advisor's working at KBD SECURITIES, LLC
Christopher Duncan Bell
Brandon George Colavita
James Joseph Mcshane
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