RT
Ryan S. Tomkinson
NATIONS FINANCIAL GROUP
Wayne, PA 19087
Some features on this profile are disabled
CRD#: 5158180
RT
Professional summary
Ryan Scott Tomkinson, CFP®, ChFC® is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Wayne, Pennsylvania.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental property. not investment related. properties in Royersford, PA. and Ardmore, PA. Nature of business is residential property. Position is owner. Started 9/1/10; Approx 9 hrs/month on this business, none during security trading hours. Duties are as landlord and property manager. // McCloskey Financial Group. 115 Bloomingdale Ave. Wayne, PA 19087. Is investment related. Nature of business is investment and advisory services. Position is Financial Consultant. Started 6/7/2010. Approx 160 hrs/month on business, 160 during security trading hours. duties are as certified financial planner. // Merion Fire Company. 35 Greenfield Ave. Not investment related. nature of business is fire department. Position is board member. Started 6/1/17. Approx. 3 hours/month on this business, none during security trading hours. Duties are to manage and oversee basic day to day operations// Ardmore Initiative. 56 E Lancaster Ave, Ardmore, PA 19003. Not investment related. Nature of the business is Main Street Program / Business Improvement District. Position is board member. Started 02/2019. Approx 6 hrs/month on business, none are during security trading hrs. Duties are as a board member..// Sparkle Pony Capital LLC. 504 E Spring Ave. Ardmore, PA 19003. Not investment related. Nature of business is real estate investment and property management. Position is owner. Started 1-17-20. Spend approx 10 hrs/month on this business, 1.5 during security trading hrs. Duties are General property management: 2 residential rental homes, 1 RV/Outdoorsy rental, 1 mixed use property, management through St. Josephs Realty Partners St. Josephs Realty Partners. 115 Bloomingdale Ave. Wayne, PA 19087 Not investment related. Nature of business is real estate and property management. Position is Property Manager for Office building. Started 1/1/2020. Spend approx. 7-10 hours/month on this business, 3 during trading hrs. Duties are management of office building.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Scott Tomkinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Scott Tomkinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 6, 2019 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 115 Bloomingdale Ave., Wayne, PA 19087Office #2: 115 Bloomingdale Ave, Wayne, PA 19087RIA
BD
CRD#: 44181
Wayne, PA
Current
September 6, 2019 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 115 Bloomingdale Ave., Wayne, PA 19087RIA
BD
CRD#: 44181
Wayne, PA
Past
November 18, 2010 - September 11, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WAYNE, PA
Past
September 17, 2010 - September 11, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WAYNE, PA
Past
July 26, 2007 - June 10, 2010
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(2/16/2024)
RR
Pennsylvania(9/6/2019)
IAR
Pennsylvania(9/6/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
