Dimitris Markopoulos
Professional summary
Dimitris Markopoulos is a registered financial advisor currently at SOUNDWATCH CAPITAL, LLC located in Rowayton, Connecticut.
Dimitris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dimitris has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dimitris Markopoulos's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2025 - Present
SOUNDWATCH CAPITAL, LLC
Office #1: 137 Rowayton Avenue Suite 120, Rowayton, CT 06853September 11, 2009 - August 19, 2015
NATWEST MARKETS SECURITIES INC.
August 25, 2006 - September 11, 2009
ABN AMRO INCORPORATED
Primary Firm SEC Registration
SOUNDWATCH CAPITAL, LLC
CRD#: 173151 / SEC#: 801-80617
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/24/2025)
Exams
Series 55
Date: 11/21/2008
Limited Representative-Equity Trader ExamCurrent Firm
SOUNDWATCH CAPITAL, LLC
CRD#: 173151 / SEC#: 801-80617
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 795,152,653 |
Red Flags
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