MJ
Megan E. Jessee
STERLING CAPITAL DISTRIBUTORS
Charlotte, NC 28209
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CRD#: 5157886
MJ
Professional summary
Megan Elizabeth Jessee, who also goes by Megan Elizabeth Jessee, Megan Jessee, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2007. Megan has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Megan Elizabeth Jessee | Megan Jessee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Megan Elizabeth Jessee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2019 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 4350 Congress Street Suite 1000, Charlotte, NC 28209BD
CRD#: 103934
Charlotte, NC
Past
January 1, 2008 - September 11, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
August 17, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2020)
RR
Alaska(8/7/2020)
RR
Arizona(8/7/2020)
RR
Arkansas(8/7/2020)
RR
California(8/7/2020)
RR
Colorado(8/7/2020)
RR
Connecticut(8/7/2020)
RR
Delaware(8/7/2020)
RR
District of Columbia(8/7/2020)
RR
Florida(8/7/2020)
RR
Georgia(8/7/2020)
RR
Hawaii(8/7/2020)
RR
Idaho(8/7/2020)
RR
Illinois(8/7/2020)
RR
Indiana(8/7/2020)
RR
Iowa(8/7/2020)
RR
Kansas(8/7/2020)
RR
Kentucky(8/7/2020)
RR
Louisiana(8/7/2020)
RR
Maine(8/7/2020)
RR
Maryland(8/7/2020)
RR
Massachusetts(8/7/2020)
RR
Michigan(8/7/2020)
RR
Minnesota(8/7/2020)
RR
Mississippi(8/7/2020)
RR
Missouri(8/7/2020)
RR
Montana(8/7/2020)
RR
Nebraska(8/7/2020)
RR
Nevada(8/7/2020)
RR
New Hampshire(8/7/2020)
RR
New Jersey(8/7/2020)
RR
New Mexico(8/7/2020)
RR
New York(8/7/2020)
RR
North Carolina(10/23/2019)
RR
North Dakota(8/7/2020)
RR
Ohio(8/7/2020)
RR
Oklahoma(8/7/2020)
RR
Oregon(8/7/2020)
RR
Pennsylvania(8/7/2020)
RR
Rhode Island(8/7/2020)
RR
South Carolina(8/7/2020)
RR
South Dakota(8/7/2020)
RR
Tennessee(8/7/2020)
RR
Texas(8/7/2020)
RR
Utah(8/7/2020)
RR
Vermont(8/7/2020)
RR
Virginia(8/7/2020)
RR
Washington(8/7/2020)
RR
West Virginia(8/7/2020)
RR
Wisconsin(8/7/2020)
RR
Wyoming(8/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STERLING CAPITAL DISTRIBUTORS, LLC
ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.
CRD#: 103934 / SEC#: , 8-52396
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
