James C. Lee
Professional summary
James Chihoon Lee, who also goes by James Lee, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Chihoon Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2025 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094February 14, 2018 - August 6, 2025
INDEPENDENT INVESTMENT BANKERS, CORP.
October 26, 2016 - February 13, 2018
BURCH & COMPANY, INC
May 5, 2015 - September 26, 2016
LINCOLN INTERNATIONAL LLC
May 10, 2012 - April 21, 2015
SAWAYA PARTNERS SECURITIES, LLC
February 9, 2011 - February 10, 2012
BMO CAPITAL MARKETS CORP.
August 11, 2009 - December 13, 2010
UNION SQUARE ADVISORS LLC
April 17, 2009 - August 12, 2009
BARCLAYS CAPITAL INC.
August 4, 2006 - June 11, 2007
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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