Sonya H. Moreno
Professional summary
Sonya Hernandez Moreno, who also goes by Sonya H. Moreno, Sonya Moreno, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas and MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
Sonya is registered as a RR (Registered Representative) and started their career in finance in 2007. Sonya has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sonya Hernandez Moreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2024 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251November 11, 2024 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311March 13, 2024 - November 11, 2024
AXOS CLEARING LLC
February 6, 2018 - November 5, 2021
APEX CLEARING CORPORATION
June 9, 2017 - February 2, 2018
FIRST COMMAND ADVISORY SERVICES
April 5, 2017 - February 2, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
September 18, 2013 - March 24, 2017
1ST GLOBAL CAPITAL CORP.
October 13, 2011 - August 7, 2012
TD AMERITRADE CLEARING, INC.
June 29, 2007 - August 7, 2012
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/13/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/13/2024
Operations Professional ExaminationFINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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Company Information
MOOMOO FINANCIAL INC.
CRD#: 283078Dallas, TX 75251TRUST BUT VERIFY
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