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TH

Thomas K. Hoops

NEW REPUBLIC PARTNERS
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 5156895
TH

Professional summary

Thomas Karl Hoops, who also goes by Tom Hoops, is a registered financial advisor currently at NEW REPUBLIC PARTNERS located in Charlotte, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Hoops

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEW REPUBLIC SECURITIES, LLC; AFFILIATE OF NRC AND SUBSIDIARY OF NRP; WORK AS NEEDED TO FULFILL RESPONSIBILITIES; START DATE 6/2021; INVESTMENT RELATED; CHARLOTTE, NC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Karl Hoops's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2021 - Present

NEW REPUBLIC PARTNERS

Office #1: 521 East Morehead Street Suite 100, Charlotte, NC 28202
RIA
CRD#: 310907
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NR
NEW REPUBLIC PARTNERS
HABER INVESTMENT COUNSEL | NEW REPUBLIC PARTNERS | NEW REPUBLIC CAPITAL, LLC

CRD#: 310907 / SEC#: 801-119745

RIA
Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/20/2021)

Exams

Current Firm

NR
NEW REPUBLIC PARTNERS
HABER INVESTMENT COUNSEL | NEW REPUBLIC PARTNERS | NEW REPUBLIC CAPITAL, LLC

CRD#: 310907 / SEC#: 801-119745

RIA
Registered Investment Advisory firm - (11/6/2020 Approved)
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Contact information

Main Address
521 East Morehead Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(704) 626-1526
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NRP 2025 ADV 2A_10.24.2025_FINAL (10/24/2025)

Regulatory assets under management

Total Number of Accounts101
AUM (Assets Under Management)$ 2,506,624,237

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/17/2025
Cover Page
Report
01/27/2025
Cover Page
Report
10/02/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW REPUBLIC PARTNERS

CRD#: 310907Charlotte, NC 28202

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