Joseph C. Demodna
Professional summary
Joseph Charles Demodna, who also goes by Joseph Charles Demoona, is a registered financial professional currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 99, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Charles Demodna's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
MILLENNIUM ADVISORS, LLC
Office #1: 11605 N Community House Dr Suite 550, Charlotte, NC 28277March 22, 2016 - March 29, 2023
TRUIST SECURITIES, INC.
December 20, 2013 - December 4, 2015
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2023)
Exams
FINRA
Current Firm
MILLENNIUM ADVISORS, LLC
CRD#: 151236 / SEC#: , 8-68349
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | |
| DEMODNA, JOSEPH CHARLES | PRINCIPAL OPERATIONS OFFICER | 5156407 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
| LEE, CHRISTY ROSS | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4926666 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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