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David Anthony Salmon

PHILOSMITH SECURITIES
STAMFORD, CT
·CRD# 5156177·20 years experience

Professional Summary

David Anthony Salmon, who also goes by David Salmon, is a registered financial advisor currently at PHILOSMITH SECURITIES LLC located in Stamford, Connecticut. David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Salmon

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

PHILOSMITH SECURITIES LLC·CRD# 281177
BD
1. Six Landmark Square, Stamford, CT 069012. Six Landmark Square, Stamford, CT 06901
December 21, 2016 - Present
PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC·CRD# 43772
BD
Stamford, CT
October 15, 2009 - November 20, 2014
JEFFERIES LLC·CRD# 2347
BD
New York, NY
August 4, 2006 - July 2, 2009

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Current Firm

PS
PHILOSMITH SECURITIES LLC

PHILOSMITH SECURITIES LLC

CRD#: 281177 / SEC#: 8-69669
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Six Landmark Square, Stamford, CT 06901

Mailing Address

Six Landmark Square, Stamford, CT 06901

Phone Number

(203) 348-7365

Established

Delaware since 04/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PHILOSMITH CAPITAL CORPORATIONSOLEMEMBER—
COHEN, EDWARD BARRYFINOP1029283
HAGERTY, FRANCIS JOSEPHVICE PRESIDENT5796567
OGRADY, MICHELE CORRIDORPRESIDENT, CCO3191120
SALMON, DAVID ANTHONYVICE PRESIDENT5156177

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(11/18/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2014About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view David Anthony Salmon's CRS (Customer Relationship Summary).

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