Maximilian E. Mauro
Professional summary
Maximilian Eugene Mauro, who also goes by Max Mauro, Maximilian Mauro, is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.
Maximilian is registered as a RR (Registered Representative) and started their career in finance in 2006. Maximilian has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maximilian Eugene Mauro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2017 - Present
QUATTRO M SECURITIES INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017September 24, 2013 - December 7, 2015
QUATTRO M SECURITIES INC.
February 1, 2012 - August 22, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 3, 2011 - December 31, 2011
PIPER SANDLER & CO.
September 29, 2008 - May 11, 2011
GFI SECURITIES LLC
May 31, 2006 - July 24, 2006
QUATTRO M SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/3/2009
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
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