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CRD#: 39289
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

QUATTRO M SECURITIES INC. is located at 501 Fifth Avenue 15th Floor, New York, NY 10017 and was first established at New York, New York in 12/07/1994. After operating for 31 years, QUATTRO M SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of QUATTRO M SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. QUATTRO M SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at QUATTRO M SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access QUATTRO M SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at QUATTRO M SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for QUATTRO M SECURITIES INC. Comes From

Understanding the Statistics for QUATTRO M SECURITIES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
501 Fifth Avenue 15th Floor, New York, NY 10017
Mailing Address
735 Ridgefield Road, Wilton, CT 06897
Firm Size
Small
Phone Number
(212) 402-1441
Established
New York since 12/07/1994
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MAURO, EUGENE LOUISEXECUTIVE COMMITTEE CHAIRMAN
LANGE, KATHLEEN ASHCHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER4474328
LEONARD, JUSTIN KERNCHIEF COMPLIANCE OFFICER, CEO4407585

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Advisor's working at QUATTRO M SECURITIES INC.

JL

James F Lamb

James Francis Lamb
RR
CRD#: 1593714
Location:
New York, NY 10017
Company:
QUATTRO M SECURITIES INC.
Disclosures:
Experience:
33 years
View Profile
JC

John Gerard Conlon

RR
CRD#: 1803749
Location:
New York, NY 10017
Company:
QUATTRO M SECURITIES INC.
Disclosures:
Experience:
27 years
View Profile
MI

Michael Albert Iozzi

Micheal Albert Iozzi, Mike Iozzi
RR
CRD#: 2259394
Location:
New York, NY 10017
Company:
QUATTRO M SECURITIES INC.
Disclosures:
Experience:
25 years
View Profile
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