NG
Nick V. Gergov
STRATEGIC ADVISERS LLC
HENDERSON, NV
Some features on this profile are disabled
CRD#: 5150577
NG
Professional summary
Nick Victor Gergov, who also goes by Nick V Gergov, Nick VIctor Gergov Jr., Nick Victor Gergov, Nick Gergov, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Henderson, Nevada and FIDELITY BROKERAGE SERVICES LLC located in Henderson, Nevada.
Nick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nick has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick V Gergov | Nick Victor Gergov Jr. | Nick Victor Gergov | Nick Gergov
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nick Victor Gergov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HENDERSON, NV
Current
September 19, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HENDERSON, NV
Past
October 21, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HENDERSON, NV
Past
July 19, 2018 - July 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAS VEGAS, NV
Past
July 13, 2018 - July 12, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAS VEGAS, NV
Past
January 16, 2018 - June 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAS VEGAS, NV
Past
January 8, 2018 - June 29, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAS VEGAS, NV
Past
August 7, 2015 - July 27, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SANTA CLARITA, CA
Past
August 6, 2015 - July 27, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SANTA CLARITA, CA
Past
March 25, 2013 - July 14, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
RESEDA, CA
Past
October 1, 2012 - July 14, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
RESEDA, CA
Past
September 28, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PALM DESERT, CA
Past
June 12, 2006 - July 31, 2008
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEST COVINA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2022)
RR
Alaska(9/19/2022)
RR
Arizona(9/19/2022)
RR
Arkansas(9/19/2022)
RR
California(9/19/2022)
RR
Colorado(9/19/2022)
RR
Connecticut(9/19/2022)
RR
Delaware(9/19/2022)
RR
District of Columbia(9/19/2022)
RR
Florida(9/19/2022)
RR
Georgia(9/19/2022)
RR
Hawaii(9/19/2022)
RR
Idaho(9/19/2022)
RR
Illinois(9/19/2022)
RR
Indiana(9/19/2022)
RR
Iowa(9/19/2022)
RR
Kansas(9/19/2022)
RR
Kentucky(9/19/2022)
RR
Louisiana(9/19/2022)
RR
Maine(9/19/2022)
RR
Maryland(9/19/2022)
RR
Massachusetts(9/19/2022)
RR
Michigan(9/19/2022)
RR
Minnesota(9/19/2022)
RR
Mississippi(9/19/2022)
RR
Missouri(9/19/2022)
RR
Montana(9/19/2022)
RR
Nebraska(9/19/2022)
RR
Nevada(9/19/2022)
IAR
Nevada(3/31/2025)
RR
New Hampshire(9/19/2022)
RR
New Jersey(9/19/2022)
RR
New Mexico(9/19/2022)
RR
New York(9/19/2022)
RR
North Carolina(9/19/2022)
RR
North Dakota(9/19/2022)
RR
Ohio(9/19/2022)
RR
Oklahoma(9/19/2022)
RR
Oregon(9/19/2022)
RR
Pennsylvania(9/19/2022)
RR
Puerto Rico(9/19/2022)
RR
Rhode Island(9/19/2022)
RR
South Carolina(9/19/2022)
RR
South Dakota(9/19/2022)
RR
Tennessee(9/19/2022)
RR
Texas(9/19/2022)
IAR
Texas(3/31/2025)
RR
Utah(9/19/2022)
RR
Vermont(9/19/2022)
RR
Virginia(9/19/2022)
RR
Washington(9/19/2022)
RR
West Virginia(9/19/2022)
RR
Wisconsin(9/19/2022)
RR
Wyoming(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
