Luke J. Korta
Professional summary
Luke John Korta, who also goes by Luke Korta, is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Charlotte, North Carolina.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2006. Luke has worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke John Korta's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2011 - Present
PHILPOTT BALL & WERNER, LLC
Office #1: 11325 North Community House Road Suite 430, Charlotte, NC 28277Office #2: 11325 North Community House Road Suite 430, Charlotte, NC 28277September 28, 2006 - December 15, 2006
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2012)
(6/21/2012)
(1/17/2012)
(2/6/2012)
(2/19/2014)
(4/9/2013)
Exams
FINRA
Current Firm
PHILPOTT BALL & WERNER, LLC
CRD#: 156364 / SEC#: , 8-68785
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHILPOTT BALL & WERNER, INC. | MANAGING MEMBER | |
| BERRY, NICHOLAS WAYNE | MANAGER | |
| VITTOR, GREG TODD | CFO/ FINOP | 1864219 |
| WERNER, EDWARD L | CEO/ CCO/ MANAGER |
Red Flags
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