Shabana Pathan
Professional Summary
Shabana Pathan, who also goes by Shabana Pathan, Shabanabanu Pathan, Shabana Shaikh, Shabanabanu Shaikh, is a registered financial advisor currently at VF SECURITIES located in El Segundo, California. Shabana is registered as a RR (Registered Representative) and started their career in finance in 2010. Shabana has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shabana Pathan, Shabanabanu Pathan, Shabana Shaikh, Shabanabanu Shaikh
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
VESTED | VF SECURITIES, INC | VF SECURITIES | VESTED FINANCE
Contact Information
Main Address
222 N. Sepulveda Blvd. Suite 10-124, El Segundo, CA 90245Mailing Address
222 N. Sepulveda Blvd. Suite 10-124, El Segundo, CA 90245Phone Number
(303) 217-0143Established
Delaware since 06/07/2021Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/2022)
(1/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Shabana Pathan's CRS (Customer Relationship Summary).
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