Shabana Pathan
Professional summary
Shabana Pathan, who also goes by Shabana Pathan, Shabanabanu Pathan, Shabana Shaikh, Shabanabanu Shaikh, is a registered financial professional currently at VF SECURITIES located in El Segundo, California.
Shabana is registered as a RR (Registered Representative) and started their career in finance in 2010. Shabana has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shabana Pathan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
VF SECURITIES
Office #1: 222 N. Sepulveda Blvd., Suite 10-124, El Segundo, CA 90245Office #2: Quest Coworks, Technopolis Knowledge Park 5th Floor, Hanuman Nagar, Andheri East, Mumbai 400093Office #3: 222 N. Sepulveda Blvd. Suite 10-124, El Segundo, CA 90245January 4, 2019 - March 28, 2022
CITY NATIONAL SECURITIES, INC.
November 20, 2017 - January 2, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
March 25, 2017 - November 17, 2017
MML INVESTORS SERVICES, LLC
July 23, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
March 24, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
March 23, 2010 - May 17, 2012
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2022)
(1/16/2025)
Exams
Series 99TO
Date: 2/3/2025
Operations Professional ExaminationFINRA
Current Firm
VF SECURITIES
CRD#: 315194 / SEC#: , 8-70745
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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