Joseph P. Larkin

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT

Philadelphia, PA 19103

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CRD#: 5144755

Professional summary

Joseph Paul Larkin is a registered financial advisor currently at BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC located in Philadelphia, Pennsylvania and FRANKLIN DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Larkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2009 - Present

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Office #1: 1735 Market Street Suite 1800, Philadelphia, PA 19103

RIA

CRD#: 110783

Philadelphia, PA

Current

June 22, 2009 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 1735 Market Street Suite 1800, Philadelphia, PA 19103

CRD#: 109064

Philadelphia, PA

Past

December 20, 2007 - June 23, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 3, 2006 - December 10, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

CRD#: 110783 / SEC#: 801-27797

RIA

Registered Investment Advisory firm - (8/29/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(6/22/2009)

IAR

Pennsylvania
(6/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/24/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/2/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

CRD#: 110783 / SEC#: 801-27797

RIA

Registered Investment Advisory firm - (8/29/1986 Approved)

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Contact information

Main Address

1735 Market Street Suite 1800, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 609-3500

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC - FORM ADV PART 2A BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	1,060
AUM (Assets Under Management)	$ 66,447,858,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph P. Larkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Larkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

GOLDMAN SACHS & CO. LLC

FRANKLIN DISTRIBUTORS, LLC

Primary Firm SEC Registration

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2008

SIE

Date: 10/1/2018

Series 3

Date: 9/24/2015

Series 7

Date: 8/2/2006

Series 24

Date: 1/21/2020

FINRA

Current Firm

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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