Mark R. Rupp
CETERA INVESTMENT ADVISERS LLC
PAYETTE, ID 83661
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CRD#: 5135861
Professional summary
Mark Richard Rupp, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Payette, Idaho and CETERA WEALTH SERVICES, LLC located in Boise, Idaho.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mark has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CAPITAL FINANCIAL SOLUTIONS, LLC; SINCE 10/01/2010; 6663 N. GLENWOOD ST., BOISE, ID, 83714; PARTNER; DBA FOR FINANCIAL ADVISOR WITH SUMMIT BROKERAGE SERVICES; FINANCIAL ADVISOR WITH SBS; WE HAVE A BUSINESS CHECKING ACCOUNT TO PAY BUSINESS EXPENSES.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING (2) MARK RUPP; SINCE 01/01/2006; 6663 N. GLENWOOD ST., BOISE, ID, 83714; SELF; BUY/SELL/RENT REAL ESTATE FOR SELF.; I COLLECT RENT, SALES PROCEEDS FROM SALE OF PROPERTIES I OWN.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (3) MARK RUPP; SINCE 08/02/2006; SAME AS BRANCH ADDRESS; WEALTH MANAGER; SELL FIXED INSURANCE PRODUCTS; 1-10 HOURS SPENT ON ACTIVITY PER MONTH, 1-10 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS (4) RUPP FINANCIAL COMPANIES, INC; SINCE 04/01/2013; OWNER/PRESIDENT; OWNER, YEARLY MEETINGS, MONTHLY BANKING AND TAX PAYMENTS SELL FIXED INSURANCE PRODUCTS, LIFE, DI, LTC;SOME OUTSIDE FIXED INSURANCE COMMISSIONS GO INTO THIS ACCOUNT. I SWEEP MY COMMISSIONS FROM SUMMIT TO THIS ACCOUNT.; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (5) MDS ACQUISITIONS, LLC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; OPERATING ENTITY TO RUN BRANCH OFFICE; OWNER; STARTED 3/14/2018; APX 5 HOURS/MONTH, APX 5 DURING TRADING; write checks for office expenses and to pay for the purchase (6) NAME OF OTHER BUSINESS: RSK, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGER, JANITOR, HANDY MAN,BILL COLLECTION AND PAYABLES; (7) (7) NAME OF OTHER BUSINESS: CONSERVATION VOTERS FOR IDAHO EDUCATION FUND ; INVESTMENT RELATED: NO ; ADDRESS: 413 W. IDAHO STREET SUITE 100 BOISE, ID 83702 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 1/2026 ; POSITION/TITLE/RELATIONSHIP: VICE BOARD CHAIR, MEMBER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES SUPPORT THE BOARDS OPERATIONS, MEETINGS, AND BOARD MEMBERS TO BE MORE ENGAGED, AND WITH INCREASED PARTICIPATION. AREAS OF INVOLVEMENT MAY INCLUDED GOVERNANCE, BOARD MEMBER RECRUITMENT, MENTORING, AND SUPPORT, FUND RAISING, AND OTHER ITEMS THE BOARD CHAIR NEEDS HELP;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Rupp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 6, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 34 S Main Street, Payette, ID 83661Office #2: 6663 N Glenwood St, Boise, ID 83714RIA
CRD#: 105644
PAYETTE, ID
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6663 N Glenwood St, Boise, ID 83714Office #2: 34 S Main Street, Payette, ID 83661BD
CRD#: 13572
BOISE, ID
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 13, 2019 - March 6, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 5, 2019 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BOISE, ID
Past
September 9, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOISE, ID
Past
October 22, 2010 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
BOISE, ID
Past
October 22, 2010 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
BOISE, ID
Past
February 26, 2008 - October 25, 2010
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NAMPA, ID
Past
February 5, 2008 - October 25, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NAMPA, ID
Past
September 11, 2006 - February 8, 2008
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
NAMPA, ID
Past
May 25, 2006 - February 8, 2008
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
NAMPA, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/20/2019)
RR
Arizona(9/20/2019)
RR
California(9/20/2019)
RR
Colorado(3/17/2025)
RR
Georgia(5/6/2024)
IAR
Idaho(10/6/2015)
RR
Idaho(9/20/2019)
RR
Montana(12/18/2019)
RR
Nevada(5/6/2024)
RR
Oklahoma(11/3/2023)
RR
Oregon(9/20/2019)
RR
South Carolina(3/4/2022)
RR
Texas(9/20/2019)
IAR
Texas(12/18/2019)
RR
Utah(1/19/2024)
RR
Washington(9/20/2019)
RR
Wyoming(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
