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Mark David Lemon

CRD# 5134294·Registered 2006 - 2021
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark David Lemon, who also goes by Mark D Lemon, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2006 - 2021. Mark had worked at 2 firms and has passed the Series 6TO, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark D Lemon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Lansing, MI
November 1, 2012 - January 19, 2021
SL DISTRIBUTORS, INC.·CRD# 127977
BD
Dallas, TX
May 26, 2006 - January 7, 2013

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Current Firm

JN
JACKSON NATIONAL LIFE DISTRIBUTORS LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC | JACKSON NATIONAL LIFE DISTRIBUTORS, INC.

CRD#: 40178 / SEC#: 8-48984
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

300 Innovation Dr, Franklin, TN 37067

Mailing Address

300 Innovation Dr, Franklin, TN 37067

Phone Number

(800) 565-9044

Established

Delaware since 05/31/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JACKSON NATIONAL LIFE INSURANCE COMPANYOWNER—
ASHIOTOU, MARINADIRECTOR8157690
BINIORIS, SAVVAS PANAGIOTISDIRECTOR6314984
BIRETTO, MERCEDES PIERCESVP, DISTRIBUTION TECHNOLOGY & SUPPORT2471275
BUTLER, ROBERT KHEAD OF SALES4416717
CHILDS, GARETT JAMESDIRECTOR6288054
CRANMORE, HILARY RAEDIRECTOR4880665
KAISER, HEIDI LYNNSENIOR VICE PRESIDENT AND GENERAL COUNSEL3001204
LEMIEUX, MATTHEW CRAIGHEAD OF PRODUCT & ADVANCED PLANNING SOLUTIONS6562990
LOWRY, KRISTINE MARIEVICE PRESIDENT, FINOP AND CONTROLLER4168279
LUPTON, RYAN DAVIDCHIEF COMPLIANCE OFFICER4822827
NICOLARSEN, BRIAN SHEAD OF DISTRIBUTION ENABLEMENT5097901
REED, ALISON RUSSEXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION3241221
SWARD, BRIAN RAYMONDHEAD OF CHANNEL DEVELOPMENT4092846

Disclosures

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2006About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2022About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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