Brian Raymond Sward
CFAProfessional Summary
Brian Raymond Sward, CFA is a registered financial advisor currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC | JACKSON NATIONAL LIFE DISTRIBUTORS, INC.
Contact Information
Main Address
300 Innovation Dr, Franklin, TN 37067Mailing Address
300 Innovation Dr, Franklin, TN 37067Phone Number
(800) 565-9044Established
Delaware since 05/31/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | — |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| BIRETTO, MERCEDES PIERCE | SVP, DISTRIBUTION TECHNOLOGY & SUPPORT | 2471275 |
| BUTLER, ROBERT K | HEAD OF SALES | 4416717 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LEMIEUX, MATTHEW CRAIG | HEAD OF PRODUCT & ADVANCED PLANNING SOLUTIONS | 6562990 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| NICOLARSEN, BRIAN S | HEAD OF DISTRIBUTION ENABLEMENT | 5097901 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
| SWARD, BRIAN RAYMOND | HEAD OF CHANNEL DEVELOPMENT | 4092846 |
Disclosures
Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/26/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Raymond Sward's CRS (Customer Relationship Summary).
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