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Ryan David Lupton

JACKSON NATIONAL LIFE DISTRIBUTORS
FRANKLIN, TN
·CRD# 4822827·22 years experience

Professional Summary

Ryan David Lupton, who also goes by Ryan Lupton, is a registered financial advisor currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Lupton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
300 Innovation Dr, Franklin, TN 37067
March 19, 2021 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Glen Allen, VA
June 9, 2008 - March 23, 2021
FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
June 9, 2008 - November 16, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Glen Allen, VA
June 9, 2008 - March 23, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
June 9, 2008 - March 23, 2021
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Richmond, VA
December 11, 2007 - June 5, 2008
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Richmond, VA
December 11, 2007 - June 5, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
March 20, 2007 - December 12, 2007
FIRST CLEARING, LLC·CRD# 17344
BD
Glen Allen, VA
March 20, 2007 - December 12, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Glen Allen, VA
December 2, 2004 - December 12, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Glen Allen, VA
August 3, 2004 - December 12, 2007

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Current Firm

JN
JACKSON NATIONAL LIFE DISTRIBUTORS LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC | JACKSON NATIONAL LIFE DISTRIBUTORS, INC.

CRD#: 40178 / SEC#: 8-48984
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

300 Innovation Dr, Franklin, TN 37067

Mailing Address

300 Innovation Dr, Franklin, TN 37067

Phone Number

(800) 565-9044

Established

Delaware since 05/31/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JACKSON NATIONAL LIFE INSURANCE COMPANYOWNER—
ASHIOTOU, MARINADIRECTOR8157690
BINIORIS, SAVVAS PANAGIOTISDIRECTOR6314984
BIRETTO, MERCEDES PIERCESVP, DISTRIBUTION TECHNOLOGY & SUPPORT2471275
BUTLER, ROBERT KHEAD OF SALES4416717
CHILDS, GARETT JAMESDIRECTOR6288054
CRANMORE, HILARY RAEDIRECTOR4880665
KAISER, HEIDI LYNNSENIOR VICE PRESIDENT AND GENERAL COUNSEL3001204
LEMIEUX, MATTHEW CRAIGHEAD OF PRODUCT & ADVANCED PLANNING SOLUTIONS6562990
LOWRY, KRISTINE MARIEVICE PRESIDENT, FINOP AND CONTROLLER4168279
LUPTON, RYAN DAVIDCHIEF COMPLIANCE OFFICER4822827
NICOLARSEN, BRIAN SHEAD OF DISTRIBUTION ENABLEMENT5097901
REED, ALISON RUSSEXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION3241221
SWARD, BRIAN RAYMONDHEAD OF CHANNEL DEVELOPMENT4092846

Disclosures

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(8/18/2022)
RR
Tennessee
(3/19/2021)
RR
Washington
(3/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan David Lupton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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