N Nathanson Melvyn

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CRD#: 5133999

Professional summary

N Nathanson Melvyn was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

N is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, N had worked at 1 firm, which includes NEWEDGE USA LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 2007 - June 17, 2008

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

NEWEDGE USA, LLC

FIMAT FUTURES USA, INC. | NEWEDGE USA, LLC | FIMAT USA, LLC | FIMAT USA, INC.

CRD#: 36118 / SEC#: , 8-47023

Terminated by SEC on 03/24/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/01/2005

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
NEWEDGE GROUP	100% OWNER OF NEWEDGE USA, LLC - CLASS A AND CLASS C MEMBER
BABULE, ANTOINE JULIEN	CEO	5778863
BOND, ROBERT	HEAD OF FFOE & FI NEW YORK	4121948
COHEN, ADAM MICHAEL	HEAD OF US INSTITUTIONAL SALES PCS	2560856
CULLEN, EDWARD PATRICK	CHIEF FINANCIAL OFFICER AMERICAS/FINOP	1551615
DAVY, STEPHEN P	HEAD OF IT	5644503
EICKBUSH, GREGORY FRANCIS	HEAD OF OPERATIONS, AMERCIAS	2533204
GAUGHAN, SUSAN KATHLEEN	REGISTERED OPTIONS PRINCIPAL AND BRANCH MANAGER CHICAGO	2530985
GERLESITS, WILLIAM R	CHIEF COMPLIANCE OFFICER	5457051
LOPRESTI, JOHN	HEAD OF SECURITIES OPERATIONS AMERICAS	1999981
MURPHY, ANGELIQUE REGINA	GLOBAL CHIEF OPERATING OFFICER ACTING AMERICAS HEAD OF FFOE & FI	2355417
PIETANZA, ELIZABETH CATHERINE	BRANCH MANAGER, NEW YORK	2192911
RICHTER, DAVID JAMES	HEAD OF US HIGH FREQUENCY SALES PCS	1853383
SARGENT, JEFFREY JOSEPH	HEAD OF SECURITIES COMPLIANCE AMERICAS	2648637

Disclosures

Regulatory Event	60
Arbitration	1

Red Flags

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