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Edward Patrick Cullen

SG AMERICAS SECURITIES
NEW YORK, NY
·CRD# 1551615·14 years experience

Professional Summary

Edward Patrick Cullen is a registered financial advisor currently at SG AMERICAS SECURITIES, LLC located in New York, New York. Edward is registered as a RR (Registered Representative) and started their career in finance in 2012. Edward has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
245 Park Avenue, New York, NY 10167
January 2, 2015 - Present
NEWEDGE USA, LLC·CRD# 36118
BD
New York, NY
May 5, 2014 - January 2, 2015
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
June 6, 2012 - May 7, 2014

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Current Firm

SA
SG AMERICAS SECURITIES, LLC

SG AMERICAS SECURITIES, LLC

CRD#: 128351 / SEC#: 8-66125
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone Number

(212) 278-6000

Established

Delaware since 08/08/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SG AMERICAS SECURITIES HOLDINGS, LLCDIRECT OWNER—
CARTIER, SYLVAINCHIEF EXECUTIVE OFFICER6390499
CULLEN, EDWARD PATRICKCHIEF FINANCIAL OFFICER & FINOPS PRINCIPAL1551615
GERLESITS, WILLIAM RCHIEF COMPLIANCE OFFICER5457051
ZIELINSKI, GREGORY WCHIEF OPERATING OFFICER2384242

Disclosures

Regulatory Event

114

Criminal

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2012About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Edward Patrick Cullen's CRS (Customer Relationship Summary).

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