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Gregory Francis Eickbush

CRD# 2533204·Registered 2004 - 2021
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Francis Eickbush was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2004 - 2021. Gregory had worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

MIZUHO SECURITIES CANADA INC.·CRD# 300059
BD
New York, NY
January 26, 2021 - June 1, 2021
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
Chicago, IL
January 10, 2017 - May 7, 2021
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
Chicago, IL
January 2, 2015 - March 3, 2016
NEWEDGE USA, LLC·CRD# 36118
BD
Chicago, IL
February 4, 2014 - January 2, 2015
ICM SECURITIES, LLC·CRD# 131988
BD
Chicago, IL
January 27, 2011 - August 13, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - March 9, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 17, 2006 - September 22, 2008
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 3, 2004 - April 18, 2006

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Current Firm

MS
MIZUHO SECURITIES CANADA INC.

MIZUHO SECURITIES CANADA INC.

CRD#: 300059 / SEC#: 8-70287
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1271 Avenue Of The Americas Floors - 2,3,4,18,19, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas Floors - 2,3,4,18,19, New York, NY 10020

Phone Number

(212) 209-9300

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MIZUHO SECURITIES USA LLCDIRECT OWNER19647
MARTINO, MICHAEL BENEDICTCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER4420944
POMPONIO, NICOLACHIEF COMPLIANCE OFFICER//DIRECTOR4835220
RIZZIERI, GERALD ANTHONYDIRECTOR1751181
TRACHSEL, WILLIAM SCOTTVICE PRESIDENT/OFFICER2518542
TUTTLE, MARK ALLENCHIEF EXECUTIVE OFFICER2581651
WEISMER, JOSHUA STEVENVICE PRESIDENT/OFFICER3117586
WONG, DAVID TMANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER4245078

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2022About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2020About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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