Daniel J. Artrip
CETERA INVESTMENT ADVISERS LLC
SMITHVILLE, OH 44677
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CRD#: 5131366
Professional summary
Daniel James Artrip, CFP®, who also goes by Daniel J Artrip, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Smithville, Ohio and CETERA ADVISORS LLC located in Smithville, Ohio.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel J Artrip
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WAYNE COUNTY SCHOOLS CAREER CENTER - SMITHFIELD, OHIO, INVESTMENT RELATED TOPICS, 518 WEST PROSPECT STREET, SMITHVILLE, OH 44677, ADULT EDUCATION ON RETIREMENT PLANNING, START JANUARY 2015, 1 HOUR PER WEEK - MAY VARY DURING TRADING HOURS, CONDUCTS EDUCATIONAL SEMINARS. 2. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FIXED INSURANCE; START 5/2015; 4 HOURS/WEEK; VARIES DURING TRADING AND NON-TRADING HOURS; INSURANCE AGENT; SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: RAMSIER FINANCIAL SERVICES, INC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER/SECRETARY, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 5. NAME OF OTHER BUSINESS: WINGS FOR WIDOWS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROBONO FINANCIAL EDUCATION; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: PRO BONO VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: WORK WITH WIDOWS THROUGH THE FOUNDATION FOR FINANCIAL PLANNING AND DOING PRO-BONO WORK FOR THE ORGANIZATION;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Artrip's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 790 E Main St, Smithville, OH 44677RIA
CRD#: 105644
SMITHVILLE, OH
Current
July 15, 2011 - Present
CETERA ADVISORS LLC
Office #1: 790 E Main St, Smithville, OH 44677BD
CRD#: 10299
Smithville, OH
Past
July 24, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
December 20, 2006 - April 25, 2008
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
FREDERICKSBURG, OH
Past
July 13, 2006 - August 22, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/3/2018)
RR
California(2/3/2023)
RR
Colorado(1/3/2023)
RR
Connecticut(2/22/2017)
RR
Florida(6/20/2016)
RR
Illinois(1/6/2025)
RR
Indiana(5/28/2015)
RR
Iowa(2/3/2023)
RR
Mississippi(1/11/2017)
RR
Missouri(7/12/2017)
RR
New Jersey(7/7/2023)
RR
North Carolina(2/8/2023)
RR
Ohio(7/15/2011)
IAR
Ohio(3/21/2024)
RR
Pennsylvania(8/29/2018)
RR
Texas(9/9/2016)
IAR
Texas(3/21/2024)
RR
West Virginia(2/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
