Anne-day Mccabe
KESTRA ADVISORY SERVICES
Reston, VA 20190
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CRD#: 5130092
Professional summary
Anne-day Mccabe, CFP®, who also goes by Anne Day Mckee Mccabe Trinia, Anne Mccabe, Anne-day Mckee Mccabe, Anne-day Mckee Mccabe Triana, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Reston, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Rockville, Maryland.
Anne-day is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Anne-day has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne Day Mckee Mccabe Trinia | Anne Mccabe | Anne-Day Mckee Mccabe | Anne-Day Mckee Mccabe Triana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: George Mason University FPWM Advisory Board Member Investment Related: No Address: 4400 University Dr Fairfax VA 22030 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Advisory Board Member Start Date: 12/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Help to promote the financial planning and wealth management degree in the School of Business at GMU Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Building 2 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Financial advisor Start Date: 6/1/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Serve clients Name: ANNE MCCABE POS: Owner NOB: Paid speaking INV REL: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 100 Pearl St, Herndon VA 20170 DESC: Deliver speaking engagements Name: CURO PRIVATE WEALTH POSITION: President & CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 07/25/2014 ADDRESS: 11710 Plaza America Dr, Suite 2000, Reston VA 20190, United States DESCRIPTION: Service clients and manage practice/employees
CRS (Client Relationship Summary) - RIA
Click below to view Anne-day Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
June 1, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 11710 Plaza America Drive Suite 2000, Reston, VA 20190RIA
CRD#: 283330
Reston, VA
Current
June 1, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6116 Executive Boulevard Ste. 410, Rockville, MD 20852Office #3: 11710 Plaza America Dr Ste 2000, Reston, VA 20190BD
CRD#: 42046
Rockville, MD
Past
July 25, 2014 - June 9, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
RESTON, VA
Past
July 25, 2014 - June 9, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
RESTON, VA
Past
March 19, 2010 - July 28, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
RESTON, VA
Past
March 19, 2010 - July 28, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
RESTON, VA
Past
June 15, 2009 - March 25, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
VIENNA, VA
Past
June 15, 2009 - March 25, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
VIENNA, VA
Past
June 6, 2006 - June 18, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CENTREVILLE, VA
Past
May 25, 2006 - June 18, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CENTREVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/10/2025)
RR
Arizona(1/3/2022)
RR
Arkansas(10/11/2023)
RR
California(6/1/2021)
RR
Colorado(6/1/2021)
RR
Delaware(10/11/2023)
RR
District of Columbia(6/1/2021)
RR
Florida(6/1/2021)
RR
Georgia(10/11/2023)
RR
Hawaii(9/24/2021)
RR
Illinois(6/1/2021)
RR
Kansas(1/3/2022)
RR
Maryland(6/1/2021)
RR
Massachusetts(1/3/2022)
RR
Minnesota(1/22/2025)
RR
Mississippi(11/10/2023)
RR
Missouri(6/1/2021)
RR
Montana(10/11/2023)
RR
Nevada(11/8/2024)
RR
New Jersey(6/1/2021)
RR
New York(10/11/2023)
RR
North Carolina(6/10/2021)
RR
Ohio(11/11/2023)
RR
Oregon(5/7/2024)
RR
Pennsylvania(6/1/2021)
RR
Rhode Island(7/9/2021)
RR
South Carolina(6/1/2021)
RR
Tennessee(10/18/2023)
RR
Texas(6/1/2021)
IAR
Texas(7/27/2023)
RR
Virginia(6/1/2021)
IAR
Virginia(6/1/2021)
RR
Washington(6/11/2021)
RR
West Virginia(6/1/2021)
RR
Wisconsin(1/25/2024)
RR
Wyoming(10/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
