Kevin J. Zwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Zwick, who also goes by Kevin J Kozup-zwick, Kevin Joseph Kozup-zwick, Kevin J Zwick, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2006. Kevin had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2019 - July 6, 2020
EXCHANGERIGHT SECURITIES, LLC
July 6, 2018 - November 25, 2019
WEALTHFORGE SECURITIES, LLC
March 4, 2014 - February 9, 2018
CHARLES SCHWAB & CO., INC.
October 10, 2007 - December 31, 2013
CHARLES SCHWAB & CO., INC.
August 17, 2006 - February 9, 2018
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXCHANGERIGHT SECURITIES, LLC
CRD#: 283430 / SEC#: , 8-69753
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
