Michael Montague
Professional summary
Michael Montague is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York and EASTERLY SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Montague's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2015 - Present
FDX CAPITAL LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY 10022December 12, 2022 - Present
EASTERLY SECURITIES LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY, 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2022)
(4/30/2016)
(1/28/2025)
Exams
Series 7TO
Date: 5/5/2022
General Securities Representative ExaminationFINRA
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
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