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Find, Compare and Monitor Financial Advisors at FDX CAPITAL LLC

CRD#: 119302
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FDX CAPITAL LLC is located at 515 Madison Avenue, 24th Floor, New York, NY 10022 and was first established at New York, New Jersey in 10/10/2001. After operating for 24 years, FDX CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FDX CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. FDX CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FDX CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FDX CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FDX CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FDX CAPITAL LLC Comes From

Understanding the Statistics for FDX CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
515 Madison Avenue 24th Floor, New York, NY, 10022
Mailing Address
515 Madison Avenue 24th Floor, New York, NY, 10022
Firm Size
Small
Phone Number
(888) 814-8180
Established
New Jersey since 10/10/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
JAMES ALPHA HOLDINGS, LLCMANAGING MEMBER
GREENE, KEVIN ROBERTCEO1295699
MONTAGUE, MICHAELOPERATIONS OFFICER5121305
PREVEZA, DOUGLAS JOHNCHIEF COMPLIANCE OFFICER2692333
SMITH, ELIZABETH ANNEFINOP/PRINCIPAL FINANCIAL OFFICER1960549

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at FDX CAPITAL LLC

CR

Christopher Joel Russo

RR
CRD#: 1559432
Location:
New York, NY 10022
Company:
FDX CAPITAL LLC
Disclosures:
Experience:
10 years
View Profile
ES

Elizabeth Anne Smith

Elizabeth Anne Dinatale
RR
CRD#: 1960549
Location:
New York, NY 10022
Company:
FDX CAPITAL LLC
Disclosures:
Experience:
18 years
View Profile
BM

Brian Charles Mckelvey

RR
CRD#: 5389875
Location:
New York, NY 10022
Company:
FDX CAPITAL LLC
Disclosures:
Experience:
15 years
View Profile
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