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Scott A Kadish

Scott A Kadish

CFP®
VANDERBILT ADVISORY SERVICES
Newton Centre, MA
·CRD# 5120948·20 years experience

Professional Summary

Scott A Kadish, CFP® is a registered financial advisor currently at VANDERBILT ADVISORY SERVICES located in Newton Centre, Massachusetts and VANDERBILT SECURITIES, LLC located in Newton Centre, Massachusetts. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2016

Years of Experience

20 years in the financial services industry

Current & Past Employments

VANDERBILT ADVISORY SERVICES·CRD# 116537
RIA
1320 Centre Street Ste 203, Newton Centre, MA 02459
February 15, 2022 - Present
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
1320 Centre Street Ste 203, Newton Centre, MA 02459
January 20, 2022 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Newton, MA
August 8, 2012 - October 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Newton, MA
August 8, 2012 - October 20, 2021
LPL FINANCIAL LLC·CRD# 6413
RIA
Newburyport, MA
June 26, 2012 - August 7, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Newburyport, MA
January 3, 2011 - August 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Lincoln, RI
October 23, 2009 - December 15, 2010
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Lincoln, RI
September 28, 2006 - October 23, 2009
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Marlborough, MA
May 16, 2006 - July 24, 2006

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Current Firm

VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone Number

(631) 845-5100

# of Employees

161

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (12/16/2025)

Regulatory Assets Under Management

Total Number of Accounts

6,470

AUM (Assets Under Management)

$2,111,673,883

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tax Services. Not investment related. Start date: 01/01/2022. Address: 1320 Centre St 203, Newton MA, 02459. Title: Tax Preparer. Duties: I work up to 25 hours per week for Cheryl Ogrady CPA as well as 40 hours per week during the months of February to April. Time spent during regular hours: 50%. 2) Lifetime Financial Strategies. Not investment related. Start date: 07/01/2023. Address: 1320 Centre St 203, Newton MA, 02459. Title: Licensed Insurance sales. Duties: Refer clients who need various kinds of insurance. Time spent during regular hours: 10%. 3) Jewish Climate Action Network of MA. Not investment related. Start date: 01/01/2024. Address: 9 Grant St Apt 3, Newton MA, 02465. Title: Board Member. Duties: I am a board member of the of the Jewish Climate Action network of Massachusetts (JCAN). The mission of the group is to sound out an urgent and visionary Jewish voice on the crisis of climate change, build relationships with environmental and justice leaders in Jewish and other communal organizations, inspire and mobilize Jewish communities to take leadership and participate in bold climate campaigns, and develop and provide informational resources to allies working on climate change action. As part of my board member responsibilities, I attend monthly board meetings and may create or virtually present educational content that is core to JCANs mission. Time spent during regular hours: 0%. 4) Federation of Jewish Men's Clubs. Not investment related. Start date: 01/01/2024. Address: 1321 Worcester Rd Apt 406, Framingham MA, 01701. Title: National Chairpersion - Shomrei Ha'aretz affinity group. Duties: I help to coordinate, moderate and present online programming to promote green living for congregation members at synagogues thorough North America. Time spent during regular hours: 0%.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/8/2024)
RR
Massachusetts
(1/20/2022)
IAR
Massachusetts
(2/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Scott A Kadish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Scott A Kadish
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