Joshua N. Holland

SYCAMORE FINANCIAL PLANNING

Durham, NC 27703

Some features on this profile are disabled

CRD#: 5113668

Professional summary

Joshua Neal Holland, CFP® is a registered financial advisor currently at SYCAMORE FINANCIAL PLANNING, LLC located in Durham, North Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joshua has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Neal Holland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 21, 2016 - Present

SYCAMORE FINANCIAL PLANNING, LLC

Office #1: 1005 Slater Road Suite 320, Durham, NC 27703

RIA

CRD#: 159212

Durham, NC

Past

March 26, 2014 - April 7, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DURHAM, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/30/2025)

IAR

Massachusetts
(7/29/2025)

IAR

North Carolina
(10/21/2016)

IAR

South Carolina
(5/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2014

General Securities Representative Examination

Current Firm

SYCAMORE FINANCIAL PLANNING, LLC

CRD#: 159212 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/15/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (7/29/2025 Approved)

North Carolina

Registered Investment Advisory firm - (12/2/2011 Approved)

South Carolina

Registered Investment Advisory firm - (5/19/2018 Approved)

Texas

Registered Investment Advisory firm - (3/1/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1005 Slater Road Suite 320, Durham, NC 27703

Mailing Address

Phone number

(919) 213-1737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 81,267,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua N. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Neal Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYCAMORE FINANCIAL PLANNING, LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2014

Series 63

Date: 4/25/2014

SIE

Date: 4/7/2015

Series 7

Date: 3/26/2014

Current Firm

SYCAMORE FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYCAMORE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors