Carla V. Oliveira
Professional summary
Carla Vidal Oliveira, who also goes by Carla Silva Oliveira, Carla VIdal Pereira Da Silva, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Staten Island, New York and CETERA INVESTMENT SERVICES LLC located in Staten Island, New York.
Carla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Carla has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carla Vidal Oliveira's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
October 3, 2014 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
March 28, 2012 - July 29, 2014
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2021)
(12/13/2022)
(6/21/2019)
(8/5/2021)
(8/21/2025)
(6/21/2019)
(6/21/2019)
(4/12/2021)
(3/11/2025)
(6/21/2019)
(6/21/2019)
(3/21/2023)
(6/21/2019)
Exams
Series 7TO
Date: 7/3/2025
General Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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