AK
Amanpreet S. Kohli
STRATEGIC ADVISERS LLC
SAN GABRIEL, CA
Some features on this profile are disabled
CRD#: 5110938
AK
Professional summary
Amanpreet Singh Kohli, who also goes by Aman Singh Kohli, Amanpreet S Kohli, Aman Singh Kohli, Aman Kohli, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Gabriel, California and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Amanpreet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Amanpreet has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aman Singh Kohli | Amanpreet S Kohli | Aman Singh Kohli | Aman Kohli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental Property, Investment-related, 86 Acre Lane, Hicksville, NY, USA, 11801, 100% Owner, Start Date: 08/01/2016, 5 hrs per week, 0 trading hrs per week, Rental Property, Duties: Property management.
CRS (Client Relationship Summary) - RIA
Click below to view Amanpreet Singh Kohli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN GABRIEL, CA
Current
April 29, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 10, 2022 - June 28, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Los Angeles, CA
Past
March 10, 2022 - June 28, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Los Angeles, CA
Past
December 7, 2021 - January 5, 2022
CAPITAL MANAGEMENT GROUP
RIA
CRD#: 292838
SAN DIEGO, CA
Past
August 5, 2021 - November 23, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Milwaukee, WI
Past
July 30, 2021 - November 23, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Milwaukee, WI
Past
March 28, 2016 - August 6, 2019
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
March 24, 2016 - August 6, 2019
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
September 10, 2015 - October 19, 2015
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
May 8, 2009 - March 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2025)
RR
Alaska(5/7/2025)
RR
Arizona(5/7/2025)
RR
Arkansas(5/7/2025)
RR
California(4/29/2025)
IAR
California(5/8/2025)
RR
Colorado(5/7/2025)
RR
Connecticut(5/7/2025)
RR
Delaware(5/7/2025)
RR
District of Columbia(5/7/2025)
RR
Florida(5/7/2025)
RR
Georgia(5/7/2025)
RR
Hawaii(5/7/2025)
RR
Idaho(5/7/2025)
RR
Illinois(5/7/2025)
RR
Indiana(5/7/2025)
RR
Iowa(5/7/2025)
RR
Kansas(5/7/2025)
RR
Kentucky(5/7/2025)
RR
Louisiana(5/7/2025)
RR
Maine(5/7/2025)
RR
Maryland(5/7/2025)
RR
Massachusetts(5/7/2025)
RR
Michigan(5/7/2025)
RR
Minnesota(5/7/2025)
RR
Mississippi(5/7/2025)
RR
Missouri(5/7/2025)
RR
Montana(5/7/2025)
RR
Nebraska(5/7/2025)
RR
Nevada(5/7/2025)
RR
New Hampshire(5/7/2025)
RR
New Jersey(5/7/2025)
RR
New Mexico(5/7/2025)
RR
New York(5/7/2025)
RR
North Carolina(5/7/2025)
RR
North Dakota(5/7/2025)
RR
Ohio(5/7/2025)
RR
Oklahoma(5/7/2025)
RR
Oregon(5/7/2025)
RR
Pennsylvania(5/7/2025)
RR
Puerto Rico(5/7/2025)
RR
Rhode Island(5/7/2025)
RR
South Carolina(5/7/2025)
RR
South Dakota(5/7/2025)
RR
Tennessee(5/7/2025)
RR
Texas(5/7/2025)
IAR
Texas(5/8/2025)
RR
Utah(5/7/2025)
RR
Vermont(5/7/2025)
RR
Virgin Islands(5/7/2025)
RR
Virginia(5/7/2025)
RR
Washington(5/7/2025)
RR
West Virginia(5/7/2025)
RR
Wisconsin(5/7/2025)
RR
Wyoming(5/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
