Aaron L. Hobart

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Fairfield, IA 52556-8757

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CRD#: 5109513

Professional summary

Aaron Locke Hobart, who also goes by Aaron L Hobart, Aaron Locke Hobart, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fairfield, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Aaron has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron L Hobart | Aaron Locke Hobart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MATTY AND THE PENDERS LLC, 79 Pender Rd, Northwood NH 03261, 02/2020, Member/Co-Owner, Musician, NIR, 20 HR/MO - 0 HR/MO Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Locke Hobart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2022 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #1: 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

RIA

CRD#: 134139

Fairfield, IA

Current

September 12, 2022 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

CRD#: 39543

Fairfield, IA

Past

February 15, 2022 - September 6, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

January 28, 2022 - September 2, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

August 8, 2017 - December 31, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Biddeford, ME

Past

August 8, 2017 - December 31, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Biddeford, ME

Past

August 2, 2016 - March 17, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

POWELL, TN

Past

August 2, 2016 - March 17, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

POWELL, TN

Past

August 19, 2014 - July 28, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

PORT CHARLOTTE, FL

Past

August 18, 2014 - July 28, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

PORT CHARLOTTE, FL

Past

September 24, 2013 - August 21, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PORT CHARLOTTE, FL

Past

September 16, 2013 - August 21, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

PORT CHARLOTTE, FL

Past

November 1, 2011 - September 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VENICE, FL

Past

October 27, 2011 - September 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VENICE, FL

Past

July 21, 2010 - October 7, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

PORT CHARLOTTE, FL

Past

June 29, 2010 - October 7, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

PORT CHARLOTTE, FL

Past

November 13, 2006 - June 24, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

PUNTA GORDA, FL

Past

November 6, 2006 - June 24, 2010

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

PUNTA GORDA, FL

Past

May 9, 2006 - August 24, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FT MYERS, FL

Past

April 20, 2006 - August 24, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FT MYERS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(9/12/2022)

IAR

Iowa
(9/13/2022)

New Hampshire
(9/12/2022)

IAR

New Hampshire
(9/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron L. Hobart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Locke Hobart's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2006

Series 24

Date: 5/2/2018

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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