Rafael R. Dominguez
Professional summary
Rafael Ramon Dominguez, who also goes by Rafael R Dominguez, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in Miami, Florida.
Rafael is registered as a RR (Registered Representative) and started their career in finance in 2006. Rafael has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Ramon Dominguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2009 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 848 Brickell Avenue #ph3, Miami, FL 33131November 1, 2006 - June 1, 2009
FTC CAPITAL MARKETS, INC.
September 19, 2006 - October 3, 2006
VFINANCE INVESTMENTS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2009)
(9/30/2009)
(9/30/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446Miami, FL 33131TRUST BUT VERIFY
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